Search for: "Christopher Kline"
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13 Sep 2011, 9:56 am
Kline http://www.academia.org/no-cliche-left-behind/? [read post]
22 Jul 2009, 11:00 am
Christopher P. [read post]
9 May 2013, 3:32 am
From July 2007 through February 2008, Christopher Kline, 49, York, PA, participated in a scheme in which one of his clients, William Curtis, 50, Naperville, IL, agreed to pay secret cash bribes to a confidential informant (“CI”) working with the Federal Bureau of Investigation (“FBI”). [read post]
4 Jun 2012, 1:34 pm
A FINRA hearing panel ruled that Brookstone Securities and the firm's Owner/CEO Antony Turbeville and one of the firm's brokers, Christopher Kline, made fraudulent sales of collateralized mortgage obligations (CMOs) to unsophisticated, elderly and retired investors. [read post]
5 Jun 2012, 6:26 am
The Financial Industry Regulatory Authority (FINRA) recently announced that a FINRA hearing panel ruled that Brookstone Securities of Lakeland, FL, and the firm’s Owner/CEO Antony Turbeville and one of the firm’s brokers, Christopher Kline, made fraudulent sales of collateralized mortgage obligations (CMOs) to unsophisticated, elderly and retired investors. [read post]
5 Jun 2012, 6:26 am
The Financial Industry Regulatory Authority (FINRA) recently announced that a FINRA hearing panel ruled that Brookstone Securities of Lakeland, FL, and the firm’s Owner/CEO Antony Turbeville and one of the firm’s brokers, Christopher Kline, made fraudulent sales of collateralized mortgage obligations (CMOs) to unsophisticated, elderly and retired investors. [read post]
5 Jun 2012, 6:26 am
The Financial Industry Regulatory Authority (FINRA) recently announced that a FINRA hearing panel ruled that Brookstone Securities of Lakeland, FL, and the firm’s Owner/CEO Antony Turbeville and one of the firm’s brokers, Christopher Kline, made fraudulent sales of collateralized mortgage obligations (CMOs) to unsophisticated, elderly and retired investors. [read post]
10 May 2013, 11:05 am
FBI Informant Tape Records G&S Stock Promotion SchemeFrom July 2007 through February 2008, Christopher Kline, 49, York, PA, participated in a scheme in which one of his clients, William Curtis, 50, Naper...Read OnNEXT Smelled Email Smoke But Didn't Pull Compliance AlarmWall Street regulators have insisted -- and rightly so -- that brokerage firms monitor communications between customers and registered persons. [read post]
19 Jun 2012, 3:00 am
Pharma “detailers” Considered “outside salesmen” No overtime due Opinion: pdf html [read post]
5 Jul 2016, 10:19 am
Kline School of Law, has published a response to an article previously featured on this blog. [read post]
20 Jun 2012, 12:39 pm
Smith Kline Beecham Corp. [read post]
7 Jun 2012, 9:55 pm
A Financial Industry Regulatory Authority (FINRA) announcement dated June 4, 2012, stated that a hearing panel ruled in favor of claimants against Brookstone Securities of Lakeland, Florida, along with one of its brokers, Christopher Kline, and its owner and CEO, Antony Tuberville. [read post]
5 Jun 2012, 8:35 am
” As part of the ruling, Brookstone’s owner, Antony Lee Turbeville, and a broker, Christopher Dean Kline, have been barred from working with a FINRA-registered broker/dealer. [read post]
13 Jun 2012, 1:23 pm
According to the panel, from July 2005 to July 2007, Brookstone's CEO, Anthony Turbeville ("Turbeville"), and one of the firm's brokers, Christopher Kline ("Kline"), fraudulently misrepresented the risks associated with CMO investments to elderly and unsophisticated investors, for whom CMOs were unsuitable. [read post]
15 Jun 2012, 12:33 pm
FINRA also barred CEO Anthony Turbeville and broker Christopher Kline from the securities industry. [read post]
15 Jun 2012, 1:36 pm
Last month, a FINRA arbitration panel fined Brookstone $1 million, as well as ordered the firm, its majority owner and ex-chief executive, Antony Lee Turbeville, and a broker, Christopher Kline, to pay $1.62 million in restitution to elderly clients who bought the risky CMOs in question. [read post]
19 Nov 2020, 10:27 pm
The actors involved are top-notch, including Billy Crystal, Kevin Kline, Annette Benning, Darrell Hammond, Rachel Dratch, Christopher Jackson (who played George Washington in Hamilton), and many more, with the amazing voice of Dick Cavett as the narrator. [read post]
28 Jun 2012, 3:38 pm
Also settling with FINRA are Brookstone Securities, firm CEO/owner Antony Turbeville, and firm broker Christopher Kline. [read post]
19 Jul 2007, 4:55 am
Rob Dolin - Microsoft Social Networking Team
Christopher Wolf - Proskauer Rose LLP
Martin Hansen - Covington & Burling LLP
Barbara W. [read post]
24 Aug 2014, 6:06 am
The Kline residence. [read post]
